Search Results On financial industry regulatory authority

financial industry regulatory authority

Articles Galleries Videos
  • employee privacy policy, employee privacy policy, the privacy war it s wall street against it s employees, Financial industry regulatory authority

    The privacy war: It's Wall Street against it's employees 2013-04-22 08:06:29

    US lawmakers effort to block companies monitoring it's employee's personal Facebook and Twitter accounts has irked a new party- The securities regulators and now it's war between the combined force of Wall Street companies and the regulator against privacy loving...

    Keywords: wall street facebook privacy, us financial regulators, internet privacy in us, internet privacy in corporate America

    Read More
    Indian American, imprisonment, indian american jailed in fraud case, Financial industry regulatory authority

    Indian American jailed in fraud case 2014-12-17 10:47:34

    Sachin Uppal, 37, An Indian American in Brighton, Michigan sentenced to 64 months imprisonment by a federal court for $3.8-million in a fraudulent investment scheme. U.S. District Judge Nancy G. Edmunds sentenced Uppal, following his August guilty plea to wire...

    Keywords: fraud, Indian American, Indian American Uppal arrested, investment

    Read More